It has come to my attention that FINRA regulators may be implementing restrictions on my ability to invest in public investments. I believe I am able to choose the public investments that are right for me. Please do not impose any undo restrictions on me. I will consult appropriate financial advisor if I determine that I need assistance with leveraged and inverse funds in my portfolio.
Mary Sharpe Comment On Regulatory Notice 22-08
It has come to my attention that FINRA regulators may be implementing restrictions on my ability to invest in public investments. I believe I am able to choose the public investments that are right for me. Please do not impose any undo restrictions on me. I will consult appropriate financial advisor if I determine that I need assistance with leveraged and inverse funds in my portfolio.