Asset classes of any kind should not be restricted to average investors, giving the wealthy advantages and regular people a disadvantage.
Regulators should not tell the public what they can and cannot invest in for any public investment.
Leveraged & inverse funds are critical components in my personal investment strategies. I use many of them in my retirement and non-retirement accounts as part of both timed and non-timed, index building, asset allocation, alpha generation, beta moderation and hedging/risk reduction strategies.
I am an average person and I guarantee that my track record out performs any regulator that wants to take my investment vehicles of choice away from me.
Retail Investors should not be required to pass special requirements, exams, or regulated qualifications in any way. The risks are clear, education sources are ample, and I do not need anyone telling me what I can and cannot or should and should not do.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mark Prisbrey Comment On Regulatory Notice 22-08
Asset classes of any kind should not be restricted to average investors, giving the wealthy advantages and regular people a disadvantage.
Regulators should not tell the public what they can and cannot invest in for any public investment.
Leveraged & inverse funds are critical components in my personal investment strategies. I use many of them in my retirement and non-retirement accounts as part of both timed and non-timed, index building, asset allocation, alpha generation, beta moderation and hedging/risk reduction strategies.
I am an average person and I guarantee that my track record out performs any regulator that wants to take my investment vehicles of choice away from me.
Retail Investors should not be required to pass special requirements, exams, or regulated qualifications in any way. The risks are clear, education sources are ample, and I do not need anyone telling me what I can and cannot or should and should not do.