I use inverse ETFs to reduce investment risk by hedging my common stock investments. We don't need additional advantages for the privileged, such as limiting access to these investments. I understand the risks of adverse ETFs and don't need protection. As for others, they may not understand the risks of investing at any time. Should we restrict them, how? Is there no responsibility for the investor to learn and accept risk?
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mark Mahoney Comment On Regulatory Notice 22-08
I use inverse ETFs to reduce investment risk by hedging my common stock investments. We don't need additional advantages for the privileged, such as limiting access to these investments. I understand the risks of adverse ETFs and don't need protection. As for others, they may not understand the risks of investing at any time. Should we restrict them, how? Is there no responsibility for the investor to learn and accept risk?