I have been using inverse and leveraged funds for at least 15 years, typically as hedges during periods of market decline or high volitality. I invested our portfolio exclusively in stocks for over 15 years on my own, and even though Im now old enough (74) to be mostly invested in funds instead of stocks, I still use inverse and leveraged funds to meet my long term investment goals. Im am strongly of the opinion that individuals should invest intelligently, understanding risk. But it is up to adults to do this, nor for regulatory agencies to treat them like children that are incapable of making their own decisions. I firmly oppose the contemplated regulations. We are not children. Even a simple Google will provide plenty of information for any investor.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mark Henning Comment On Regulatory Notice 22-08
I have been using inverse and leveraged funds for at least 15 years, typically as hedges during periods of market decline or high volitality. I invested our portfolio exclusively in stocks for over 15 years on my own, and even though Im now old enough (74) to be mostly invested in funds instead of stocks, I still use inverse and leveraged funds to meet my long term investment goals. Im am strongly of the opinion that individuals should invest intelligently, understanding risk. But it is up to adults to do this, nor for regulatory agencies to treat them like children that are incapable of making their own decisions. I firmly oppose the contemplated regulations. We are not children. Even a simple Google will provide plenty of information for any investor.