I as an investor of my own money that I earned should be able to choose the investments that are right for me and my family.
There should never be two standards for investments for those who have exorbitant wealth, and those who don't. Public investments should be available to all of the public, not just the privileged.
I have used TTT to make good ROI and now that is threatened because FINRA thinks that I am too uneducated to make that trade.
Do not impose this rule on a system that is already rigged enough.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mark Dewberry Comment On Regulatory Notice 22-08
I as an investor of my own money that I earned should be able to choose the investments that are right for me and my family.
There should never be two standards for investments for those who have exorbitant wealth, and those who don't. Public investments should be available to all of the public, not just the privileged.
I have used TTT to make good ROI and now that is threatened because FINRA thinks that I am too uneducated to make that trade.
Do not impose this rule on a system that is already rigged enough.