Im extremely disappointed at the consideration of new regulations which would put regulators instead of individuals the right to choose investments that are right for us and our families. Why should public investment be made available only to privileged elites?
Many investors like myself utilize leveraged and inverse funds not only to enhance gains but also to manage risks in certain market conditions in a responsible manner. We should continue to have the freedom to choose how we invest our own hard earned money.
No one should have to go through special process or test before investing in public securities like leveraged ETF funds. I am perfectly aware of the risks involved and do not need more regulations to tell me how I should manage my money.
I hope this new regulation which puts limitations regular people like myself will not be allowed to pass.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Marisa Drake Comment On Regulatory Notice 22-08
Im extremely disappointed at the consideration of new regulations which would put regulators instead of individuals the right to choose investments that are right for us and our families. Why should public investment be made available only to privileged elites?
Many investors like myself utilize leveraged and inverse funds not only to enhance gains but also to manage risks in certain market conditions in a responsible manner. We should continue to have the freedom to choose how we invest our own hard earned money.
No one should have to go through special process or test before investing in public securities like leveraged ETF funds. I am perfectly aware of the risks involved and do not need more regulations to tell me how I should manage my money.
I hope this new regulation which puts limitations regular people like myself will not be allowed to pass.