I fully believe in the freedom of the capital markets and my choice as a participant in those markets to remain unencumbered. There have been too many instances of the elite class not allowing the everyday person to use these markets. I use leveraged products as part of my trading strategy. It helps me greatly to have these products available to me. I think the current prospectus for these products explains how to use them properly.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Marc Rendon Comment On Regulatory Notice 22-08
I fully believe in the freedom of the capital markets and my choice as a participant in those markets to remain unencumbered. There have been too many instances of the elite class not allowing the everyday person to use these markets. I use leveraged products as part of my trading strategy. It helps me greatly to have these products available to me. I think the current prospectus for these products explains how to use them properly.