Mahyar Mahdavi-Harsini Comment On Regulatory Notice 22-08
Mahyar Mahdavi-Harsini
N/A
I strongly oppose this measure. People must have the right to freely trade investment products at their own risk and based on their own research. If an individual decides to blindly accept a financial institution/advisor's trading recommendations then that individual could lose significant amounts of money regardless of whether or not leveraged or inverse exchange-traded products are available to them. I use these products extensively in my trading strategies and they have proven to be extremely useful.
By implementing this restriction you are limiting the access to these useful tools, which individual investors use to make informed investment decisions and improve their strategies, to a privileged few. Please reconsider and cancel this restriction.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Mahyar Mahdavi-Harsini Comment On Regulatory Notice 22-08
I strongly oppose this measure. People must have the right to freely trade investment products at their own risk and based on their own research. If an individual decides to blindly accept a financial institution/advisor's trading recommendations then that individual could lose significant amounts of money regardless of whether or not leveraged or inverse exchange-traded products are available to them. I use these products extensively in my trading strategies and they have proven to be extremely useful.
By implementing this restriction you are limiting the access to these useful tools, which individual investors use to make informed investment decisions and improve their strategies, to a privileged few. Please reconsider and cancel this restriction.