I not regulators should be able to choose the public
investments that are right for me.
Public investments should be available to all of the public,
not just the privileged.
My Investment Advisor of many years experience has managed my investments to my satisfaction for over 15 years.
The very idea that an unknown, to me, group of so called regulators will over ride what investments I select and all other "none of their business" personal information is totally un- acceptable and totally infuriating to me personally.
Get out of my private business!!!!!
Thank you for taking action.
LIST OF INVESTMENTS THAT MAY BE AT RISK:
Target Date Funds
Non-Traditional Index Funds (Smart Beta + ESG)
Emerging Market Funds
High Yield Bond Funds
Closed-end Funds
Commodity Funds
Cryptocurrency Funds
Unconstrained Bond Funds
Floating-rate/Leveraged Loan Funds
Leveraged/Inverse Products
Interval Funds
Global Real Estate Funds
ETNs
Variable Annuities
Defined Outcome ETFs
Volatility-Linked Funds
Currency Funds
Funds using cryptocurrency futures
Non-traded REITs
Business Development Companies
Opportunistic and Tactical, Multi-Strategy Funds
Funds using derivatives for hedging or leverage
Principal Protected Notes
Structured Notes
Asset-Backed Securities
Funds Selling Short
Start-up Company (IPO) Funds
Funds Investing in Unlisted Securities
Distressed Debt Funds
Absolute Return Funds
Finds of Hedge Funds
Reverse Convertible Notes
Market-linked CDs
Range Accrual Notes
Insurance-Linked Securities
Privacy Statement
To review FINRAs notice, visit https://www.finra.org/rules-guidance/notices/22-08.
You shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. Explain that you are
capable of understanding leveraged and inverse funds
and their risks. Tell regulators you do not
need these measures imposed on you.
Other reasons you think these restrictions on your
right to invest should not be put in place.
SUBMIT A PUBLIC COMMENT
Leveraged and inverse funds are important to your
investment strategies. Consider explaining ways you use
leverage and inverse funds, including that they help you
protect (hedge) your investments or seek enhanced returns,
and if you use them as a limited part of your overall portfolio.
Lynette Rae Comment On Regulatory Notice 22-08
I not regulators should be able to choose the public
investments that are right for me.
Public investments should be available to all of the public,
not just the privileged.
My Investment Advisor of many years experience has managed my investments to my satisfaction for over 15 years.
The very idea that an unknown, to me, group of so called regulators will over ride what investments I select and all other "none of their business" personal information is totally un- acceptable and totally infuriating to me personally.
Get out of my private business!!!!!
Thank you for taking action.
LIST OF INVESTMENTS THAT MAY BE AT RISK:
Target Date Funds
Non-Traditional Index Funds (Smart Beta + ESG)
Emerging Market Funds
High Yield Bond Funds
Closed-end Funds
Commodity Funds
Cryptocurrency Funds
Unconstrained Bond Funds
Floating-rate/Leveraged Loan Funds
Leveraged/Inverse Products
Interval Funds
Global Real Estate Funds
ETNs
Variable Annuities
Defined Outcome ETFs
Volatility-Linked Funds
Currency Funds
Funds using cryptocurrency futures
Non-traded REITs
Business Development Companies
Opportunistic and Tactical, Multi-Strategy Funds
Funds using derivatives for hedging or leverage
Principal Protected Notes
Structured Notes
Asset-Backed Securities
Funds Selling Short
Start-up Company (IPO) Funds
Funds Investing in Unlisted Securities
Distressed Debt Funds
Absolute Return Funds
Finds of Hedge Funds
Reverse Convertible Notes
Market-linked CDs
Range Accrual Notes
Insurance-Linked Securities
Privacy Statement
To review FINRAs notice, visit https://www.finra.org/rules-guidance/notices/22-08.
You shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. Explain that you are
capable of understanding leveraged and inverse funds
and their risks. Tell regulators you do not
need these measures imposed on you.
Other reasons you think these restrictions on your
right to invest should not be put in place.
SUBMIT A PUBLIC COMMENT
Leveraged and inverse funds are important to your
investment strategies. Consider explaining ways you use
leverage and inverse funds, including that they help you
protect (hedge) your investments or seek enhanced returns,
and if you use them as a limited part of your overall portfolio.