Dear FINRA Members, As well as you may know, in Argentina we have serious limitations or restrictions to manage our own surplus money. And that's the reason why I thought your country was a bit different from ours, because you have the freedom (as in many other things) to invest in whatever you want to. Now, reading about all these "rules" "tests" , etc only brings me bad memories and sadness. I use leveraged and inverse funds because I seek enhanced returns from them, and I am aware about their risks. Having them or not in my portfolio I thought it was my decision, my right to do it. I own a bussiness in Argentina and I can be sure to tell you that it is more risky than investing in leveraged funds. I'm hopping that the rules keeps going the same way. Thank you all for hearing my comment, thats very important too. Regards, Luis Legrand
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Luis Legrand Comment On Regulatory Notice 22-08
Dear FINRA Members, As well as you may know, in Argentina we have serious limitations or restrictions to manage our own surplus money. And that's the reason why I thought your country was a bit different from ours, because you have the freedom (as in many other things) to invest in whatever you want to. Now, reading about all these "rules" "tests" , etc only brings me bad memories and sadness. I use leveraged and inverse funds because I seek enhanced returns from them, and I am aware about their risks. Having them or not in my portfolio I thought it was my decision, my right to do it. I own a bussiness in Argentina and I can be sure to tell you that it is more risky than investing in leveraged funds. I'm hopping that the rules keeps going the same way. Thank you all for hearing my comment, thats very important too. Regards, Luis Legrand