Received the letter, thank you for this reminder. I have been studying and managing finances for a long time, considering that this is a common investment for me and my family. At the same time, I also believe that having this kind of investment is a public investment that every investor should have. Public investment should be enjoyed by everyone, not a privileged class. When I made these investments, I seriously studied in the services provided by securities service providers. Therefore, be able to understand leveraged and inverse funds and their risks. I do not need to take these measures against me. This is part of my portfolio of securities. Therefore, I have sufficient financial protection and strategies to protect my investment risks. That's why I don't think there should be restrictions on my investment rights.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lingmuyi Wan Comment On Regulatory Notice 22-08
Received the letter, thank you for this reminder. I have been studying and managing finances for a long time, considering that this is a common investment for me and my family. At the same time, I also believe that having this kind of investment is a public investment that every investor should have. Public investment should be enjoyed by everyone, not a privileged class. When I made these investments, I seriously studied in the services provided by securities service providers. Therefore, be able to understand leveraged and inverse funds and their risks. I do not need to take these measures against me. This is part of my portfolio of securities. Therefore, I have sufficient financial protection and strategies to protect my investment risks. That's why I don't think there should be restrictions on my investment rights.