Lindsey Serlovsky Comment On Regulatory Notice 22-08
Lindsey Serlovsky
N/A
The proposed regulation is stupid!!!
I am opposition to such extreme regulation on my ability to purchase leveraged funds.
This is radical and unprecedented threat by regulators and could affect my right to buy dozens of popular public investments, including leveraged and inverse funds.
I Vote NO to this regulation on my rights to invest unhindered!!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lindsey Serlovsky Comment On Regulatory Notice 22-08
The proposed regulation is stupid!!!
I am opposition to such extreme regulation on my ability to purchase leveraged funds.
This is radical and unprecedented threat by regulators and could affect my right to buy dozens of popular public investments, including leveraged and inverse funds.
I Vote NO to this regulation on my rights to invest unhindered!!