As a long time investor in stocks, bonds and other maybe "complex" investments, I strongly disapprove and oppose FINRA's proposed and potential denial of my freedom to choose what investments I deem appropriate for my financial needs. I and my family do not want your capricious and arbitrary definitions, criteria or tests inflicted on us before we can freely invest as we choose and have the capability to do so. Your organization is proposing another layer of government red tape.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Linda Buckel Comment On Regulatory Notice 22-08
As a long time investor in stocks, bonds and other maybe "complex" investments, I strongly disapprove and oppose FINRA's proposed and potential denial of my freedom to choose what investments I deem appropriate for my financial needs. I and my family do not want your capricious and arbitrary definitions, criteria or tests inflicted on us before we can freely invest as we choose and have the capability to do so. Your organization is proposing another layer of government red tape.