I oppose restrictions on my right to invest in leveraged or inverse funds. These funds are important compositions of my portfolio. It makes investment more rewarding for many of us. Without these funds, I will have to invest in stock options instead when I want to use leverage. The restriction on my rights makes it unfair for me in comparison with investment agencies who have more resources, more information, and more professional techniques. In another word, the restriction will make investment more favorable towards large agencies or very rich people than average middle class person such as myself.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lin Tian Comment On Regulatory Notice 22-08
I oppose restrictions on my right to invest in leveraged or inverse funds. These funds are important compositions of my portfolio. It makes investment more rewarding for many of us. Without these funds, I will have to invest in stock options instead when I want to use leverage. The restriction on my rights makes it unfair for me in comparison with investment agencies who have more resources, more information, and more professional techniques. In another word, the restriction will make investment more favorable towards large agencies or very rich people than average middle class person such as myself.