Instead of focusing on restricting retail investors, organizations and bureaucracies should be focused on helping individuals become better investors. Restricting access to these investment classes is not only patronizing, it restricts individual ability to access tools that make meaningful contributions to ones portfolio. This is, frankly, a classist proposal and should be rejected.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lillian Ruiz Comment On Regulatory Notice 22-08
Instead of focusing on restricting retail investors, organizations and bureaucracies should be focused on helping individuals become better investors. Restricting access to these investment classes is not only patronizing, it restricts individual ability to access tools that make meaningful contributions to ones portfolio. This is, frankly, a classist proposal and should be rejected.