I believe it is the prerogative of individual investors to choose for themselves their risk appetite. Placing such strict regulation on leveraged investment vehicles would do very little to protect a select few investors and very much to send destructive ripples through the entire investing community. I strongly oppose such regulation and favor instead a free market approach where, as mentioned above, investors freely choose the vehicles that support their appetite for risk.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lexton Droubay Comment On Regulatory Notice 22-08
I believe it is the prerogative of individual investors to choose for themselves their risk appetite. Placing such strict regulation on leveraged investment vehicles would do very little to protect a select few investors and very much to send destructive ripples through the entire investing community. I strongly oppose such regulation and favor instead a free market approach where, as mentioned above, investors freely choose the vehicles that support their appetite for risk.