Leslie Corcoran Comment On Regulatory Notice 22-08
Leslie Corcoran
N/A
Hello People: I am disturbed that you are wanting to strictly regulate many types of public investments, and, in my case, inverse funds, to name one. I am a 73 year-old single woman, and I have been investing my IRAs and brokerage accounts for decades. It is unnecessary for me to submit to testing or training, as I understand the securities I invest in. I have invested in an inverse fund only a few times throughout the years, with a very conservative amount of money. The fund would be a small percentage of the portfolio. Please let sleeping dogs lie! Thanks.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Leslie Corcoran Comment On Regulatory Notice 22-08
Hello People: I am disturbed that you are wanting to strictly regulate many types of public investments, and, in my case, inverse funds, to name one. I am a 73 year-old single woman, and I have been investing my IRAs and brokerage accounts for decades. It is unnecessary for me to submit to testing or training, as I understand the securities I invest in. I have invested in an inverse fund only a few times throughout the years, with a very conservative amount of money. The fund would be a small percentage of the portfolio. Please let sleeping dogs lie! Thanks.