Dear Sir/Madam:
I am adamantly opposed to the restrictions proposed with regard to leveraged and inverse funds. I have owned one for years, and am totally aware of the risks involved. It has also been one of my best investments.
I am extremely concerned that these measures will hamper liquidity of the investment I already have, as well as restrict the ability of buying similar products in the future by severely limiting the market for such products.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Leo Yurovsky Comment On Regulatory Notice 22-08
Dear Sir/Madam:
I am adamantly opposed to the restrictions proposed with regard to leveraged and inverse funds. I have owned one for years, and am totally aware of the risks involved. It has also been one of my best investments.
I am extremely concerned that these measures will hamper liquidity of the investment I already have, as well as restrict the ability of buying similar products in the future by severely limiting the market for such products.