It's time for the federal government and all federal regulators take a look at our Constitution. You govern at the consent of the governed. Does that mean anything to you? Stop taking away our liberties. You have no right to diminish our rights. As an investor of over 45 years, I fully understand all risks associated with my investments. I don't need you to protect me. I need you to protect my freedoms and liberties by honoring the US Constitution. Govern by the CONSENT of the governed!!!!!!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lawrence Wood Comment On Regulatory Notice 22-08
It's time for the federal government and all federal regulators take a look at our Constitution. You govern at the consent of the governed. Does that mean anything to you? Stop taking away our liberties. You have no right to diminish our rights. As an investor of over 45 years, I fully understand all risks associated with my investments. I don't need you to protect me. I need you to protect my freedoms and liberties by honoring the US Constitution. Govern by the CONSENT of the governed!!!!!!