Lawrence Stanczak Comment On Regulatory Notice 22-08
Lawrence Stanczak
N/A
I oppose restricting my ability to choose the funds I invest in. A great example is I recently took a small position in TBT which has cushioned the downturn in my bond holdings allowing me to continue to receive the income the bonds provide. You will be removing an essential tool from the investing public.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Lawrence Stanczak Comment On Regulatory Notice 22-08
I oppose restricting my ability to choose the funds I invest in. A great example is I recently took a small position in TBT which has cushioned the downturn in my bond holdings allowing me to continue to receive the income the bonds provide. You will be removing an essential tool from the investing public.