I have been investing for 12 years on my own. Throughout this time I have had to deal with various incidents of government officials trying to "protect me" by restricting what I can and can not trade on the markets. Well guess what IT IS NONE OF YOUR BUSINESS WHAT I DO WITH MY MONEY! Restricting complex products is quite frankly not your job. If I want to buy them it is my choice. If I lose money then so be it. These may or may not fit into my investing strategy but it is my right to make this choice. Yes I have successfully used inverse etf's to hedge my portfolio especially now during these times of market pullbacks. Restricting this will only hurt the very people you claim to "protect". (What a joke!)
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kyle S Comment On Regulatory Notice 22-08
I have been investing for 12 years on my own. Throughout this time I have had to deal with various incidents of government officials trying to "protect me" by restricting what I can and can not trade on the markets. Well guess what IT IS NONE OF YOUR BUSINESS WHAT I DO WITH MY MONEY! Restricting complex products is quite frankly not your job. If I want to buy them it is my choice. If I lose money then so be it. These may or may not fit into my investing strategy but it is my right to make this choice. Yes I have successfully used inverse etf's to hedge my portfolio especially now during these times of market pullbacks. Restricting this will only hurt the very people you claim to "protect". (What a joke!)