I have been a long term investor in leveraged products for more than 12 years. I am a responsible and an educated investor with these type of investments. My broker, TD Ameritrade provides a warning every time an order for leveraged/inverse investment is made. These are not Meme stocks or high risk options that need any sort of regulation. In fact, meme stocks and options are the ones that need additional regulation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kirtan Patel Comment On Regulatory Notice 22-08
I have been a long term investor in leveraged products for more than 12 years. I am a responsible and an educated investor with these type of investments. My broker, TD Ameritrade provides a warning every time an order for leveraged/inverse investment is made. These are not Meme stocks or high risk options that need any sort of regulation. In fact, meme stocks and options are the ones that need additional regulation.