Kimberly Engelstad Comment On Regulatory Notice 22-08
KIMBERLY ENGELSTAD
N/A
Hi, I was really disturbed to hear that unreasonable regulations may be imposed on certain types of leveraged investments. This is a massive overreach that prevents people from taking control of their own portfolios and making personal decisions that can significantly boost retirement funds and savings. We are not children - we understand all investments involve risks, and it is up to each and every investor to do the appropriate research and decide what to do with their money. That is a freedom anyone should have. Furthermore, in my experience, brokers offer upfront explanations and warnings about leveraged products that enable anyone to understand what they are investing in before they do it. Let people take control of their money and their future - do not pass these regulations!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kimberly Engelstad Comment On Regulatory Notice 22-08
Hi, I was really disturbed to hear that unreasonable regulations may be imposed on certain types of leveraged investments. This is a massive overreach that prevents people from taking control of their own portfolios and making personal decisions that can significantly boost retirement funds and savings. We are not children - we understand all investments involve risks, and it is up to each and every investor to do the appropriate research and decide what to do with their money. That is a freedom anyone should have. Furthermore, in my experience, brokers offer upfront explanations and warnings about leveraged products that enable anyone to understand what they are investing in before they do it. Let people take control of their money and their future - do not pass these regulations!