I would like to be allowed to invest as I choose without any special process like passing a test or getting special approval from my brokerage company. Think about the millions of people that invest in very risky cryptocurrencies. No regulations on that are there? Instead of trying to handcuff individual investors you should join efforts with the SEC and the CFTC to eliminate activities that manipulate certain commodity investments, particularly in precious metals such as silver.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kevin Carter Comment On Regulatory Notice 22-08
I would like to be allowed to invest as I choose without any special process like passing a test or getting special approval from my brokerage company. Think about the millions of people that invest in very risky cryptocurrencies. No regulations on that are there? Instead of trying to handcuff individual investors you should join efforts with the SEC and the CFTC to eliminate activities that manipulate certain commodity investments, particularly in precious metals such as silver.