I believe that my family and I should have the ability to invest in leveraged and inverse funds without government regulators making that decision for us. We understand the risks inherent with these types of funds and we use them as a portion of our portfolio of investments to hedge against market drops. There is no reason anyone should have to go through a special process, like passing a test, to choose these types of investments. Please dont impose regulatory measure like these on the public as these public investments should be available to ALL the public.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kenneth Duffie Comment On Regulatory Notice 22-08
I believe that my family and I should have the ability to invest in leveraged and inverse funds without government regulators making that decision for us. We understand the risks inherent with these types of funds and we use them as a portion of our portfolio of investments to hedge against market drops. There is no reason anyone should have to go through a special process, like passing a test, to choose these types of investments. Please dont impose regulatory measure like these on the public as these public investments should be available to ALL the public.