I am a private investor who has used leveraged and inverse funds for over 8 years to augment a portion of my investment portfolio. There are higher risks investing in these funds that I am fully aware of and capable of managing. Individual investors should have the right to invest in whatever instrument their risk tolerance is matched to, with strategies that they develop to minimize those risks in tune with their own investment objectives.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kenneth Burns Comment On Regulatory Notice 22-08
I am a private investor who has used leveraged and inverse funds for over 8 years to augment a portion of my investment portfolio. There are higher risks investing in these funds that I am fully aware of and capable of managing. Individual investors should have the right to invest in whatever instrument their risk tolerance is matched to, with strategies that they develop to minimize those risks in tune with their own investment objectives.