All public investments should be available to all of the public,
not just the privileged and powerful. Without having to go thru any special training or criteria.
Nobody just willy, nilly invests in inverse and leveraged fund. There is always a level of self education involved. Reputable brokers, news organizations, etc. provide more than enough guidance and education (not to mention a prospectus) on these investments.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Ken Gosa Comment On Regulatory Notice 22-08
All public investments should be available to all of the public,
not just the privileged and powerful. Without having to go thru any special training or criteria.
Nobody just willy, nilly invests in inverse and leveraged fund. There is always a level of self education involved. Reputable brokers, news organizations, etc. provide more than enough guidance and education (not to mention a prospectus) on these investments.
These are not lottery tickets.