Limiting investments to the ultra-wealthy erodes trust in FINRA. All investors assume risk and the investors, after being made aware of the risks, should control their investing behaviors. Please do not limit my investment options just because Im not a member of the elite club.
Keith Rust Comment On Regulatory Notice 22-08
Limiting investments to the ultra-wealthy erodes trust in FINRA. All investors assume risk and the investors, after being made aware of the risks, should control their investing behaviors. Please do not limit my investment options just because Im not a member of the elite club.