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Keith Johnson Comment On Regulatory Notice 22-08

Keith Johnson
N/A

I stand in opposition to any proposed FINRA regulations that would prohibit me from purchasing or owning inverse or leveraged funds. Further, I oppose any attempt to create a special process such as passing a test before I can invest. After all, they are public securities. These products include extensive disclosure documentation which is more than sufficient to warn of the potential risks of such products. Regulators should not be empowered to restrict an investor from purchasing, selling or holding these products in any way. These products are important tools that help provide protection to investment portfolios as well as enhance the overall rate of return. These are essential products for investors like me.