Kathleen Spangehl Comment On Regulatory Notice 22-08
Kathleen Spangehl
N/A
The use of inverse and leveraged funds is an important instrument allowing me to be able to keep the majority of my portfolio goals long term. They support my returns during volatility and many times have greatly enhanced my returns over a short period of time. I use them sparingly, yet they ARE VERY IMPORTANT in my strategies. Buyer beware is in every aspect of our lives, those who get burned, or follow memes perhaps should be encouraged to leave the market rather than be protected at the expense of those who responsibly invest.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kathleen Spangehl Comment On Regulatory Notice 22-08
The use of inverse and leveraged funds is an important instrument allowing me to be able to keep the majority of my portfolio goals long term. They support my returns during volatility and many times have greatly enhanced my returns over a short period of time. I use them sparingly, yet they ARE VERY IMPORTANT in my strategies. Buyer beware is in every aspect of our lives, those who get burned, or follow memes perhaps should be encouraged to leave the market rather than be protected at the expense of those who responsibly invest.