I am a government employee and also invest my hard earned money and do not want to see over regulations restricting my options while allowing big pocket companies access to the same investments. Please let us choose what we invest on and let us keep the responsibility to be informed and educated. We are adults and should not be tested for where we invest our money. Thank you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Kamran Etemad Comment On Regulatory Notice 22-08
I am a government employee and also invest my hard earned money and do not want to see over regulations restricting my options while allowing big pocket companies access to the same investments. Please let us choose what we invest on and let us keep the responsibility to be informed and educated. We are adults and should not be tested for where we invest our money. Thank you.