Julia Antoine Comment On Regulatory Notice 22-08 Julia Antoine N/A I am quite capable of making decisions on my own regarding finances, and do not need regulators to interfere on my personal affairs, as you are not doing such a great job on regulating what needs to be regulated. No interference necessary.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Julia Antoine Comment On Regulatory Notice 22-08
I am quite capable of making decisions on my own regarding finances, and do not need regulators to interfere on my personal affairs, as you are not doing such a great job on regulating what needs to be regulated.
No interference necessary.