I have been responsibly investing for years with a complex and diverse portfolio that I base on my own personal risk tolerance. At times, this means I may include products like leveraged or inverse leveraged funds in my portfolio, as they can be effective tools to gain exposure to certain sectors, or conversely to hedge against a downturn in a sector. Of course, as with any investment decision or change in my personal finances, I conduct thorough research and ensure an investment into one of these types of funds is aligned with my personal goals before acting. I am neither stupid nor reckless with my investment decisions, am capable of making an investment strategy tailored to my goals, and as such should not be restricted from trading asset classes like leveraged and inverse leveraged funds.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Jonathan Gross Comment On Regulatory Notice 22-08
I have been responsibly investing for years with a complex and diverse portfolio that I base on my own personal risk tolerance. At times, this means I may include products like leveraged or inverse leveraged funds in my portfolio, as they can be effective tools to gain exposure to certain sectors, or conversely to hedge against a downturn in a sector. Of course, as with any investment decision or change in my personal finances, I conduct thorough research and ensure an investment into one of these types of funds is aligned with my personal goals before acting. I am neither stupid nor reckless with my investment decisions, am capable of making an investment strategy tailored to my goals, and as such should not be restricted from trading asset classes like leveraged and inverse leveraged funds.