I oppose FINRA restricting my right to invest in publicly traded ETFs..I should be able to choose the public
investments that are right for me and my family. I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am very capable of understanding leveraged and inverse funds
and their risks. I don't need regulators imposing restrictions like these on me. Your time and efforts should be focused on the fraud and abuse that takes place in the securities industry.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John White Comment On Regulatory Notice 22-08
I oppose FINRA restricting my right to invest in publicly traded ETFs..I should be able to choose the public
investments that are right for me and my family. I shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. I am very capable of understanding leveraged and inverse funds
and their risks. I don't need regulators imposing restrictions like these on me. Your time and efforts should be focused on the fraud and abuse that takes place in the securities industry.