I strongly and vehemently oppose any restrictions on my ability to trade freely. This is a blatant attempt to segregate investors based on a shaky litmus test to intentionally squash investors based on an elitist agenda to stifle the ability of the public to trade as they see fit and to make their own judgements based on personal risk tolerances and long term investments objectives. This type of hampering of the free market is repugnant, and I hope it is fails on its face.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Smith Comment On Regulatory Notice 22-08
I strongly and vehemently oppose any restrictions on my ability to trade freely. This is a blatant attempt to segregate investors based on a shaky litmus test to intentionally squash investors based on an elitist agenda to stifle the ability of the public to trade as they see fit and to make their own judgements based on personal risk tolerances and long term investments objectives. This type of hampering of the free market is repugnant, and I hope it is fails on its face.