LEAVE THE LEVERAGED and INVERSE AS IS> DO NOT ATTEMPT TO TELL US WHAT OR HOW TO INVEST OUR OWN MONEY. I have been an investor for 50 years. I have seen popular investment venues come and go. As it should be, some of them wither and die based upon the investor's use or avoidance. Investors, as with any skill, need to understand and experience strategies and tactics. The same common sense applies to driving a vehicle, using a lawnmower, a sharp kitchen knife, or a skateboard. AMERICANS DO NOT WANT A GOVERNMENT AGENCY DECIDING WHAT TOOLS TO USE IN A NON-LETHAL ACTIVITY. "We learn to do by "Doing", not by being threatened by useless regulations!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Rogers Comment On Regulatory Notice 22-08
LEAVE THE LEVERAGED and INVERSE AS IS> DO NOT ATTEMPT TO TELL US WHAT OR HOW TO INVEST OUR OWN MONEY. I have been an investor for 50 years. I have seen popular investment venues come and go. As it should be, some of them wither and die based upon the investor's use or avoidance. Investors, as with any skill, need to understand and experience strategies and tactics. The same common sense applies to driving a vehicle, using a lawnmower, a sharp kitchen knife, or a skateboard. AMERICANS DO NOT WANT A GOVERNMENT AGENCY DECIDING WHAT TOOLS TO USE IN A NON-LETHAL ACTIVITY. "We learn to do by "Doing", not by being threatened by useless regulations!