I strongly oppose the regulation of types of investments I am able to make for myself and my family. This is the United States of America - we have the freedom to invest in the properties that we choose without special restrictions and without passing a test or having a minimum level of net worth and that should not change. I study long and hard before making an investment decision and do not wish to be limited in the types of investments that I can choose. Please do not pass this proposed regulation.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Martin Comment On Regulatory Notice 22-08
I strongly oppose the regulation of types of investments I am able to make for myself and my family. This is the United States of America - we have the freedom to invest in the properties that we choose without special restrictions and without passing a test or having a minimum level of net worth and that should not change. I study long and hard before making an investment decision and do not wish to be limited in the types of investments that I can choose. Please do not pass this proposed regulation.