Restricting Main Street investors from investing in leveraged and inverse funds is acting in a Nanny State manner. Americans should be able to live their lives as they see fit as long as their actions do not adversely affect others. Punishing the majority for the foolish actions of the minority is not a winning formula.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Leone Comment On Regulatory Notice 22-08
Restricting Main Street investors from investing in leveraged and inverse funds is acting in a Nanny State manner. Americans should be able to live their lives as they see fit as long as their actions do not adversely affect others. Punishing the majority for the foolish actions of the minority is not a winning formula.