John Layton Comment On Regulatory Notice 22-08 John Layton N/A This proposed regulations impose further responsibility without concomitant rights. FINRA is regulating/legislating beyond the scope of their mandates. Investors need more not fewer options in this dynamic climate.
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John Layton Comment On Regulatory Notice 22-08
This proposed regulations impose further responsibility without concomitant rights. FINRA is regulating/legislating beyond the scope of their mandates.
Investors need more not fewer options in this dynamic climate.