I oppose any restrictions on my, and my family's right to trade in ways that use leverage or inverse trading vehicles. I have been using these vehicles for the last 50 years without any negative impact. I understand how they work and the risks involved if used improperly. Therefore I do not need these proposed measures imposed on me or my family. Thank you for allowing me to share my opinions on this matter with you.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Hoffman Comment On Regulatory Notice 22-08
I oppose any restrictions on my, and my family's right to trade in ways that use leverage or inverse trading vehicles. I have been using these vehicles for the last 50 years without any negative impact. I understand how they work and the risks involved if used improperly. Therefore I do not need these proposed measures imposed on me or my family. Thank you for allowing me to share my opinions on this matter with you.