I am opposed to any move by FINRA to limit my ability to purchase, hold, and sell leveraged or inverse funds such as the ProShares UltraPro QQQ ETF listed on NASDAQ as TQQQ among many others. I have found that trading leveraged ETFs such as TQQQ is much easier (and more profitable) for me than trading options on QQQ.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
John Hatmaker Comment On Regulatory Notice 22-08
I am opposed to any move by FINRA to limit my ability to purchase, hold, and sell leveraged or inverse funds such as the ProShares UltraPro QQQ ETF listed on NASDAQ as TQQQ among many others. I have found that trading leveraged ETFs such as TQQQ is much easier (and more profitable) for me than trading options on QQQ.