John Aiken Comment On Regulatory Notice 22-08 John Aiken N/A I believe that the FINRA is overstepping it's authority with these proposed regulations. People who invest know the risks and do not need these unnecessary obligations.
John Aiken Comment On Regulatory Notice 22-08
I believe that the FINRA is overstepping it's authority with these proposed regulations. People who invest know the risks and do not need these unnecessary obligations.