I was disappointed to hear about this potential change. I have been investing in the public markets for 20 years. Although I do not have a degree or certification in finance, I feel I am knowledgeable enough to invest in both leveraged and inverse funds. I feel strongly that the decision to invest in leveraged funds should be my decision, and not the regulators. And certainly, there is enough inequity in the current markets. We dont have to shift the balance any further towards the privileged!
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Joff Thompson Comment On Regulatory Notice 22-08
I was disappointed to hear about this potential change. I have been investing in the public markets for 20 years. Although I do not have a degree or certification in finance, I feel I am knowledgeable enough to invest in both leveraged and inverse funds. I feel strongly that the decision to invest in leveraged funds should be my decision, and not the regulators. And certainly, there is enough inequity in the current markets. We dont have to shift the balance any further towards the privileged!