I wish to comment that I oppose the restrictions proposed in the FINRA Regulatory Notice #22-08.
I feel I should (and the public in general), should be able to choose the investments that are best for my family. I utilize leveraged funds to seek better returns and hedge my investments as a minimal part of my portfolio, and the proposed regulatory notice would limit my returns. My broker already provides me plenty of warnings regarding the risks of leveraged and inverse funds, and ultimately it is my responsibility to determine how I invest, not a regulators or other government body.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Joel Eskelsen Comment On Regulatory Notice 22-08
I wish to comment that I oppose the restrictions proposed in the FINRA Regulatory Notice #22-08.
I feel I should (and the public in general), should be able to choose the investments that are best for my family. I utilize leveraged funds to seek better returns and hedge my investments as a minimal part of my portfolio, and the proposed regulatory notice would limit my returns. My broker already provides me plenty of warnings regarding the risks of leveraged and inverse funds, and ultimately it is my responsibility to determine how I invest, not a regulators or other government body.