To my knowledge, public investments are available to all of the public, not just the privileged and I oppose your restrictions on my right to invest. I am aware that all investments come with a certain degree of risk, especially when you combine normal risk with the lack of transparency, T2 trading platform, recent rumors of Market Manipulation, Dark Pools, Fails to Deliver etc. I selectively choose to invest in companies which I believe will have profitable earnings and favorable returns. Your interference upon my right to invest are unjustified.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Jody King Comment On Regulatory Notice 22-08
To my knowledge, public investments are available to all of the public, not just the privileged and I oppose your restrictions on my right to invest. I am aware that all investments come with a certain degree of risk, especially when you combine normal risk with the lack of transparency, T2 trading platform, recent rumors of Market Manipulation, Dark Pools, Fails to Deliver etc. I selectively choose to invest in companies which I believe will have profitable earnings and favorable returns. Your interference upon my right to invest are unjustified.