As an investor I look at various investment options to create a balance portfolio for my familiys Wealth. I understand that some of these may be riskier than others. I would like the option to decide for myself. If I can buy the product I should be allowed to do so. What will you regulate next the ability to buy high-end cars that may lose value faster than economy compact? By all means you may impose restrictions on a childs ability to buy an investment product. As an adult if I can vote for a president I should be allowed to buy the investment products that I can afford.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Job Olakangil Comment On Regulatory Notice 22-08
As an investor I look at various investment options to create a balance portfolio for my familiys Wealth. I understand that some of these may be riskier than others. I would like the option to decide for myself. If I can buy the product I should be allowed to do so. What will you regulate next the ability to buy high-end cars that may lose value faster than economy compact? By all means you may impose restrictions on a childs ability to buy an investment product. As an adult if I can vote for a president I should be allowed to buy the investment products that I can afford.