I strongly oppose this proposal. While complex investments can be difficult to navigate for unprepared people, they are also powerful wealth building tools for intelligent investors who are just starting out in their wealth building journey. Imposing regulations would be a disservice to future generations looking to build wealth.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Joash Ospino Comment On Regulatory Notice 22-08
I strongly oppose this proposal. While complex investments can be difficult to navigate for unprepared people, they are also powerful wealth building tools for intelligent investors who are just starting out in their wealth building journey. Imposing regulations would be a disservice to future generations looking to build wealth.