Hello,
I believe it is unfair to regulate what I invest in. I strongly believe that investors have the right to decide which public equities, bonds and funds they want to buy. To limit based on how much wealth an investor currently holds creates a disadvantage to those interested in creating wealth especially those who come from disadvantaged communities and populations. It is unfair to create new regulations that limit ones ability to invest by creating additional barriers that disproportionately affect certain groups of individuals who do not currently hold a arbitrary amount of wealth. This proposed regulation limits wealth building for those who need it most under the guise of protection. This regulation is also too vague when describing complex investments and assumes certain people dont understand the financial nature of their investments based on their current class.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Jesse Ibarra Comment On Regulatory Notice 22-08
Hello,
I believe it is unfair to regulate what I invest in. I strongly believe that investors have the right to decide which public equities, bonds and funds they want to buy. To limit based on how much wealth an investor currently holds creates a disadvantage to those interested in creating wealth especially those who come from disadvantaged communities and populations. It is unfair to create new regulations that limit ones ability to invest by creating additional barriers that disproportionately affect certain groups of individuals who do not currently hold a arbitrary amount of wealth. This proposed regulation limits wealth building for those who need it most under the guise of protection. This regulation is also too vague when describing complex investments and assumes certain people dont understand the financial nature of their investments based on their current class.