Investors should continue to have choice in investments ... if you want restrictions, let the brokers establish limits and not the government using a broker based form to allow an individual investor to be approved prior to making such investments and to make sure they are aware of the risks
Jerry Burman Comment On Regulatory Notice 22-08
Investors should continue to have choice in investments ... if you want restrictions, let the brokers establish limits and not the government using a broker based form to allow an individual investor to be approved prior to making such investments and to make sure they are aware of the risks