Plain and simple, legislation that assumes 'average' people don't have the ability or intellect to invest their money wisely is condescending and patronizing and just bad policy. I can buy stocks, invest in 401Ks, etc. without having to do anything being proposed for crypto investments. Just because you don't understand it or fear it doesn't mean you need to regulate it for everyone else.
For the Public
FINRA DATA
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
FINPRO
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
FINRA GATEWAY
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
For Case Participants
DR PORTAL
Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.
Need Help? | Check System Status
Log In to other FINRA systems
Jeff Sullivan Comment On Regulatory Notice 22-08
Plain and simple, legislation that assumes 'average' people don't have the ability or intellect to invest their money wisely is condescending and patronizing and just bad policy. I can buy stocks, invest in 401Ks, etc. without having to do anything being proposed for crypto investments. Just because you don't understand it or fear it doesn't mean you need to regulate it for everyone else.